Broker Check

Approach

1

Establish Core Values and Financial Goals
Encourage you to express concerns, hopes and goals. Help you to restate goals that are not specific and quantifiable. Prioritize competing goals.

2

Gather Financial Information
Gather all relevant information, both objective and subjective, through counseling and through examining your documents.

3

Analyze Information and Create Financial Plan
Identify the strengths and weaknesses in your present financial condition as they affect the ability to achieve your goals. Revise goals if necessary.

4

Present Financial Plan and Advise on Investment and Tax Strategies
Design a set of recommended strategies tailored to your circumstances and goals, including alternative ways of achieving those goals. Draw on outside experts as needed. Obtain your approval.

5

Implement Financial Planning Strategies
Motivate and help you in acquiring all of the necessary financial products and services to put the plan into action. Draw on outside experts as needed.

6

Review Process
Evaluate the performance of all implementation vehicles. Review changes in your circumstances and the financial environment on an ongoing basis.